Compliance Monitoring and Testing (PE-11523)

2023-01-20-Budapest-Egyéb
A munkáltatóról / About the company
Our client is a multinational financial company. We are looking for candidates for the following open position: Compliance Monitoring and Testing .
Pozíció részletezése / Position overview
What you’ll be doing:

-- Deliver the scoping, execution and reporting of CMT reviews in accordance with team procedures. This includes: (i) undertaking extensive scoping and planning activities to develop comprehensive test plan/testing matrix; (ii) drafting cohesive reports/working papers for CMT reviews; (iii) present findings and recommendations to senior management within L&C and senior business stakeholders.
-- Assists in the tracking of identified issues and action plans to validate remediation efforts as well as escalate to relevant stakeholders where required.
-- Support the team in preparing and delivery of management information to senior management, boards and committees.
-- Develop strong partnership and collaboration with key stakeholders within business as well as L&C department both regionally as well as globally.
-- Partner with regional leads to deliver global reviews as well as lead/deliver strategic projects, initiatives and/or review.
-- Build an understanding and awareness of the company’s business, product platform and its operational and regulatory control environment.
-- Develop strong subject matter expertise on EMEA specific regulations, particularly relevant to the company’s business activities regionally and globally, including maintaining an up to date knowledge of changes in key regulatory requirements, regulatory focus and risk themes impacting the company’s regulatory compliance and conduct obligations.
-- Proactively identify, analyze and escalate key regulatory risks identified as part of risk assessment and/or compliance monitoring activities.

Main requirements

-- Proven track record of leading deep dive regulatory or compliance reviews and targeted testing at a regulated firm, a regulator or leading consulting firm. Candidates with internal audit or other testing experience will also be considered;
-- Understanding of the asset management sector;
-- A strong knowledge of regulatory requirements and focus areas in the UK and European Union;
-- Excellent verbal and written communication skills with a track record of drafting high impact and high-quality reports;
-- Experience leading high performing teams;
-- Project management skills and experience delivering projects in a complex organization;
-- A proven track record in producing high quality deliverables under competing priorities and adherence to deadlines; and
-- Knowledge of other key Compliance and risk management topics would be beneficial, for example risk assessment methodologies and developing management information.
-- Motivated, action-oriented and adaptable
-- Strong analytical, critical thinking and problem-solving skills with the ability to exercise sound and balanced judgment
-- Proactive identification of risks and ability to propose solutions
-- Ability to work independently as well as with a range of senior managers, and peers
-- Minimum 7-10 years relevant experience

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